GENERAL TERMS & CONDITIONS

of CATS Crane Automation Technology Systems GmbH & Co KG
(as of December 2009)

1. Scope

1.1 These general terms and conditions (hereinafter referred to as GTCs) apply to all offers, deliveries and services (hereinafter referred to as deliveries) by CATS Crane Automation Technology Systems GmbH & Co KG (hereinafter referred to as CATS) to their clients (hereinafter referred to as customer). They also apply to all future business transactions between the contracting parties without the need for further notice.
1.2 General terms and conditions of the customer only apply to the extent that CATS has expressly agreed to them in writing.
1.3 If, in individual cases, special provisions deviating from these terms and conditions are agreed in writing for certain deliveries, these terms and conditions shall apply subordinately and in addition.

2. Offer

2.1 CATS offers are non-binding unless otherwise stated.
2.2. The information contained in catalogs, brochures and the like are only relevant if they are expressly referred to in the offer and in the order confirmation from CATS.
2.3 All offer and project documents may not be reproduced or made available to third parties without the consent of CATS. They can be reclaimed by CATS at any time and must be returned immediately if the order is placed elsewhere. CATS is entitled to all rights to the offer documents. Business and trade secrets are to be treated as strictly confidential.
2.4 The documents, samples or samples belonging to the offer and in particular the technical data and descriptions in the respective product information or advertising materials are non-binding and are of a purely informative nature. They do not guarantee the quality or durability of the goods to be delivered or delivered by CATS services rendered.

3. Conclusion of contract

3.1 The contract is deemed to be concluded when CATS has sent a written order confirmation after receiving the order and / or provides a service.
3.2 Subsequent changes and additions to the contract require written confirmation to be valid.
3.3 In the event that an order is withdrawn by the customer, CATS is entitled to charge a cancellation fee of 10% of the order value or, in the case of demonstrably greater effort, the costs actually incurred.

4. Prices

4.1 The prices apply as prices including loading, packaging, transport and excluding the respective sales tax. The delivery is insured according to the shipping method chosen by CATS. Special shipping costs (express etc.) will be invoiced in any case.
4.2 In the case of repair orders, the services identified by CATS as necessary and appropriate are provided and billed on the basis of the costs incurred (at the prices in the price list or the hourly rates for services applicable at the time of the order). This also applies to services and additional services, their necessity and expediency only come to light during the execution of the order, whereby no special notification to the customer is required. The waiting times in connection with on-site repair work are always chargeable.

5. Delivery time

Unless otherwise agreed in writing, the specified delivery time applies to the delivery of the goods ExW (Ex Works) warehouse CATS or from the notification that the goods are ready for dispatch. The delivery times are not binding. Compliance with the same presupposes that CATS comes into possession of all commercial and technical requirements (e.g. certificate of origin for export purposes) and documents that must be made available by the customer, which are necessary for the uninterrupted and smooth execution of the work. The fulfillment of the agreed terms of payment, also from other business cases, is a prerequisite for compliance with the delivery time.
Delay in delivery time by sub-suppliers, strikes, bans, import and export bans, war, mobilization and other cases of force majeure release CATS from the obligation to deliver on time without the customer being entitled to cancel the order or to pay corresponding compensation desire.
If the customer does not accept the goods provided in accordance with the contract at the contractually agreed location or at the contractually agreed time and if the delay is not due to an act or omission on the part of CATS, CATS can either demand fulfillment or withdraw from the contract in whole or in part and claim damages.

6. Shipping

The dispatch takes place at the discretion of CATS, unless the customer has given specific instructions. Special shipping costs (express etc.) will be passed on in any case.
If goods that are ready for dispatch have to be stored at CATS through no fault of CATS, especially if the customer is in default of acceptance or in default of payment for other business cases, CATS is entitled to charge the customer 5% of the invoice value of the invoice in question for storage and other costs per month to calculate.
In addition, these goods are stored at the risk of the customer. When the shipment arrives, the customer must check the goods for completeness and intactness and report any damage or defects immediately to the carrier and CATS. Any defects that do not prevent the use of the delivery do not entitle the customer to postpone or refuse acceptance.

7. Fulfillment and transfer of risk

7.1 Use and risk are transferred to the customer at the latest when the delivery leaves the CATS warehouse. This also applies if the delivery takes place as part of an assembly or if the transport is carried out, organized and / or managed by CATS.
7.2 In the event of delayed departure from the CATS warehouse, which is due to circumstances on the part of the customer, the risk is transferred to the customer on the day the goods are ready for dispatch. All deadlines dependent on the fulfillment on the part of CATS begin to run with the stated times.
7.3 In the case of services that do not constitute a delivery or a part thereof, the place of performance is where the service is provided; the risk for a service or an agreed partial service is transferred to the customer when it is provided.

8. Payment

8.1 Unless separate terms of payment have been agreed, the invoices are due for payment within 14 days of the invoice date without any deductions.
8.2 The customer is not entitled to withhold or offset payments due to warranty claims or other counterclaims.
8.3 A payment is deemed to have been made on the day on which CATS can dispose of it.
8.4 If the customer is in arrears with a due payment or other service, then CATS
a) postpone the fulfillment of its own obligations until the arrears payments or other services are effected,
b) take advantage of an appropriate extension of delivery dates that have already been confirmed in the meantime,
c) make the entire remaining purchase price due (loss of deadline) and, from the due date, charge default interest at the rate of 2% above the current market bank interest rate for overdrafts, unless CATS can provide evidence of any additional costs or
d) withdraw from the contract if a reasonable grace period is not met.
In any case, CATS can also pass on to the customer all pre-litigation costs incurred for making the outstanding payment. Granted discounts or bonuses are conditional upon receipt of full and timely payment.

9. Retention of title

CATS retains ownership of all goods delivered by CATS until the invoice amounts plus interest and costs have been paid in full. Up to this point in time, the customer is only entitled to resell, process, combine, rent or lend the goods with the written consent of CATS. The customer's claims from the resale are deemed to have been assigned to CATS to secure the purchase price claim. The customer is obliged to make a corresponding note in his books or on his invoices. In the event of seizure or other claims, the customer is obliged to point out CATS's right of ownership and to notify CATS immediately.

10. Warranty

10.1 a) The warranty period is 24 months after delivery of the hardware.
b) The warranty period for repaired devices or replacement devices is 6 months.
c) CATS accepts no liability for used goods. The running of the warranty period begins with the time of the transfer of risk according to point 7 or according to the place of performance.
10.2 The warranty claim only arises if the customer has reported the defects immediately in writing. CATS, informed in this way, must replace the defective goods / service or the defective parts or have them repaired on site or sent for repair in the event of a defect that is subject to warranty. The warranty claims expire if the customer does not observe the associated instructions for use and installation or treats the goods improperly.
10.3 All costs arising in connection therewith (e.g. for installation and removal, transport, travel and travel time) are borne by the customer (depending on the place of performance). For warranty work in the customer's company, the required or the relevant regulations (e.g. persons authorized to switch) and auxiliary staff, lifting devices, scaffolding and small materials, etc. must be provided free of charge.
Replaced parts become the property of CATS.
10.4 If a product is manufactured by CATS on the basis of construction information, drawings, models or other specifications provided by the customer, the CATS warranty only extends to the execution according to the conditions.
10.5 The warranty does not cover defects that arise from arrangement and assembly not effected by CATS, inadequate equipment, non-compliance with installation requirements and conditions of use, overuse of parts beyond the performance specified by CATS, negligent or incorrect handling and use of unsuitable operating materials. This also applies to defects that can be traced back to material provided by the customer. CATS is also not liable for damage caused by the actions of third parties, atmospheric discharges, over-voltages and chemical influences. The guarantee does not apply to the replacement of parts that are subject to natural wear and tear.
10.6 The warranty expires immediately if the customer himself or a third party not expressly authorized makes changes or repairs to the delivered items without the written consent of CATS. Invoices for this are also not recognized. Work and deliveries that are subject to warranty do not extend the original warranty obligation.

11. Liability, place of jurisdiction

11.1 CATS is liable, within the framework of the statutory provisions, for damage outside the scope of the Product Liability Act only if intent or gross negligence can be clearly proven. Liability for slight negligence is excluded, as is compensation for consequential damage and financial loss, savings not achieved, loss of interest or damage from third-party claims against the customer.
11.2 CATS is liable within the scope of the Product Liability Act for personal injury and property damage suffered by a consumer. CATS and its upstream and downstream suppliers are not liable for property damage suffered by an entrepreneur.
11.3 In the event of non-compliance with any conditions for assembly, commissioning and use (e.g. according to operating instructions) or the official conditions, any compensation is excluded.
11.4 The stated limitations of liability are to be transferred in full to any customers, with the obligation to further transfer.
11.5 The contract is subject to German law.
The competent court at the company headquarters of CATS, i.e. the AG, LG Nuremberg, is responsible for settling disputes.

12. Industrial property rights and copyright

If a product is manufactured by CATS on the basis of construction information, drawings, models, software or other specifications, etc., the customer must indemnify and hold CATS harmless from any infringement of property rights and exempt them from all conceivable claims by third parties.

13. Software

13.1 Any system software for programming CATS products is subject to these terms and conditions in addition to the necessary license conditions.
13.2 The software delivery conditions of CATS in their currently valid version apply to the creation or delivery of user-specific software, see:
www.CATS-craneautomation.de.

14. Service and assembly

For service and assembly work, in addition to these terms and conditions, the current version of the CATS service and assembly delivery conditions apply, see: www.CATS-craneautomation.de.

GENERAL CONDITIONS OF SERVICE AND INSTALLATION

of CATS Crane Automation Technology Systems GmbH & Co KG
(as of December 2009)

I. Validity / conclusion of contract

1. All service and assembly work by CATS Crane Automation Technology Systems GmbH & Co KG (hereinafter referred to as CATS) is carried out exclusively on the basis of these service and assembly conditions. Counter-confirmations by the customer with reference to his general terms and conditions or similar apply only insofar as they coincide with these service and installation conditions.
2. Written offers from CATS are binding for 30 days, unless otherwise stipulated in writing. In addition, offers, price lists and other information leaflets from CATS are subject to change and non-binding. A contract is concluded either through the timely acceptance of a written offer from CATS or otherwise with the order confirmation from CATS, which in this case determines the scope of the obligations assumed by CATS.
If an order confirmation by CATS is not possible or unusual in the circumstances of the individual case, the contract is concluded when the service and installation work by CATS begins, unless the customer expressly objects to it beforehand. Oral side agreements are only binding for CATS if they have been confirmed by CATS in writing or electronically.
3. The general terms and conditions (GTC) of CATS apply in the currently valid version. These can be downloaded from www.CATS-craneautomation.de. The present service and assembly conditions are a supplement to these terms and conditions.

II. Contract execution / subcontractors

1. After the contract has been concluded, CATS and the customer will designate a responsible contact person. Declarations by a named contact person to the named contact person of the other party are binding for the contracting party concerned.
2. Changes to the agreed service or assembly services made after the conclusion of the contract must be made in writing in any case. If the service or assembly work is delayed for reasons for which CATS is not responsible, the customer must bear the additional costs incurred by CATS, including those for waiting times.
3. If CATS recognizes that a specification of the customer is incorrect, incomplete, ambiguous or objectively not feasible, CATS will inform the customer immediately, including the conclusions to be drawn from it, insofar as these are recognizable for CATS. In this case, the customer is obliged to decide immediately about any necessary changes to his specifications.
4. CATS is entitled to use subcontractors to provide the contractual services.

III. Cooperation obligations of the customer

1. The customer is responsible for ensuring that all preliminary work and services that he himself or a contractor or supplier commissioned by him for the service or assembly work to be performed by CATS are provided in a timely, error-free and complete manner. The requirements or specifications specified by CATS in this respect must be observed.
2. The customer provides CATS with all documents, data and other information required for the service or installation work. CATS will treat the provided documents carefully and confidentially and return them as soon as they are no longer required. Insofar as the information provided is of significance within the scope of CATS 'liability for defects, CATS is entitled to make copies of it to make. If the information provided is clearly business secrets of the customer, the copies must be destroyed within one month of the expiry of the limitation period for claims for defects by the customer, unless the information requiring confidentiality has meanwhile become generally known.
3. Before starting the service or assembly work, the customer must provide the necessary documents and technical data without being requested to do so. The customer enables and allows CATS access to the service or assembly site. Furthermore, the customer has to provide the technical facilities necessary for the implementation of the service or installation work, in particular power supply, telephone connections and data transmission lines as well as other facilities or requested support personnel requested by CATS and to make them available to CATS to a reasonable extent free of charge.
4. Should the customer discover that a CATS service is faulty or does not correspond to existing plans or specifications, he must inform CATS of this immediately in writing.
5. The customer must confirm in writing to the employees or vicarious agents employed by CATS to fulfill the contract to the best of its knowledge and, after completion of the work, immediately hand over a written confirmation of the completion of the service or assembly work.
6. Insofar as accident prevention regulations other than those of the AUVA (Allgemeine Unfallversicherungsanstalt) and / or other relevant statutory provisions apply at the location of the service or assembly work, the customer must inform CATS of this and the relevant provisions in good time and instruct them in detail. Any additional protective clothing or protective devices that may be required must be made available to CATS in good time at its own expense.
7. If the customer does not comply with the obligations to cooperate mentioned in the aforementioned paragraphs, does not comply in time or properly, he is obliged to reimburse CATS for all additional expenses and damages arising from this.

IV. Deadlines / dates

1. Deadlines, in particular for the start of execution and completion, are only binding if they have been expressly agreed in writing. If an originally specified binding completion date is postponed as a result of changes or extensions to the contractual services, CATS will immediately inform the customer of this, stating the reasons and give him a new completion date.
2. In the event of force majeure and other circumstances beyond the control of CATS, e.g. material procurement difficulties, operational disruptions, strikes, lockouts, deficiencies in means of transport, official interventions, energy supply problems, force majeure and the like - even if they occur at a pre-supplier or subcontractor the execution and completion deadlines are extended to a reasonable extent if this prevents CATS from fulfilling its obligations on time. CATS must notify the customer immediately in the aforementioned cases. If the service or installation is permanently impossible due to such a circumstance or if CATS is entitled to refuse the service due to such a circumstance, CATS can withdraw from the contract. If the delay lasts longer than two months, the customer can withdraw from the contract. If the execution or completion deadlines are extended by such a circumstance or if CATS is released from its performance obligation, the customer cannot derive any claims for damages from this if CATS can prove that it is not responsible for the breach of duty; However, CATS is only responsible for willful intent and gross negligence.
3. If the customer is in default of payment for an earlier delivery or service, CATS is entitled to withhold deliveries and services without being obliged to compensate the customer for any damage that may arise.

V. Acceptance, transfer of risk

1. A formal acceptance of the work requires a prior written agreement in any case.
2. As far as an acceptance has to take place according to point 1 and deliveries are necessary for the provision of the service or assembly work, the risk with regard to the delivered items is transferred to the customer when they are delivered to the service or assembly location.

VI. Compensation

1. The remuneration owed by the customer results from the offer and / or the order confirmation from CATS. If there is no offer and / or order confirmation or if these do not contain any information on remuneration, the prices valid at the time of the order shall apply as agreed in accordance with the charge rates offered for services by CATS.
Insofar as the parties have not agreed a fixed price, the travel and transport costs incurred by CATS are to be reimbursed separately. All prices are plus the value added tax applicable on the day of the service.
2 If the customer terminates the contract with legal effect for an important reason for which CATS is not responsible, the customer must reimburse CATS for the services rendered up to the termination, regardless of whether or not partial payments were agreed for the partial services rendered up to that point. In addition, the customer is obliged to pay a flat termination fee of 40 percent from the difference between the contractually agreed total fee and the partial fee to be paid in accordance with sentence 1, unless the customer can prove that the CATS will result from the termination Disadvantage is less. Any further claims by CATS remain unaffected. If CATS has engaged subcontractors to provide its services and is obliged to pay these termination fees as a result of the termination by the customer, the customer is obliged to reimburse CATS for the termination fees paid to the subcontractors.

VII. Terms of payment

1. Payments are due 14 days after the invoice date without deduction. If CATS commissions third party services to be provided to the customer, the scope of which exceeds a quarter of the expected order value, CATS is entitled to demand advance payments; CATS does not have to provide the customer with security for this, even if the customer has not yet acquired ownership of the affected substances or components.
The right to demand advance payments in accordance with sentence 2 also applies to parts of the work that have been performed in accordance with the contract and are self-contained.
2. In the event of default in payment by the customer or deferral, CATS is entitled to charge interest at a rate of 10% above the current base rate, unless the customer can provide evidence of lower damage caused by default. The assertion of further damages remains reserved.
3. If the customer stops making payments or insolvency proceedings are opened against his assets, all CATS claims become due immediately without the need for a separate due date.
4. The customer is only entitled to offset or withhold payment with or because of undisputed or legally established claims, furthermore if CATS is guilty of a gross breach of duty.

VIII. Guarantees, customer rights in the event of defects

1. If guarantees are agreed, they must be made in writing to be legally valid.
2. Durability guarantees from CATS are only effective and binding if they are made in writing and the guarantee declaration also contains the content, scope and limits of the guarantee. If one of the requirements mentioned in sentence 1 is not met, the durability guarantee is ineffective
3. Incorrect deliveries or defects must be reported by the customer immediately in writing, specifying the incorrect delivery or the defect by CATS. They do not entitle the customer to withhold the invoice amounts.
4. The services provided by CATS also have the agreed quality if a system that has been maintained in accordance with the service agreement with the customer does not always work properly and without faults despite proper maintenance by CATS. CATS therefore does not guarantee that the system it maintains is always trouble-free and ready for operation. Any claims for defects made by the customer are met through improvement.
At CATS' option, the improvement is made by eliminating the defect or delivering a defect-free product or manufacturing a defect-free work. The customer's claim for improvement does not include the elimination of errors or malfunctions that have arisen due to external influences not provided for in the contractual use, operating errors, third-party products brought in by the customer or the like.
5. The customer's claims for subsequent performance, compensation for damages or reimbursement of wasted expenses due to deliveries and services provided by CATS shall become statute-barred 12 months after the service has been provided or, if acceptance is required in accordance with Section V, Paragraph 1, with acceptance or independent partial acceptance. The customer's withdrawal due to non-contractual performance is ineffective if the customer's claim for supplementary performance according to sentence 1 has expired and CATS invokes it.
6. The elimination of defects and the dispatch of the affected goods take place outside of the warranty obligation at the expense of the customer. For all returns, the risk is only transferred to CATS when the goods are accepted in the CATS warehouse.

IX. Limitations of Liability

1. CATS is liable to the customer in the event of an essential breach of duty, unless CATS can prove that it is not responsible for the breach of duty; However, CATS is only responsible for willful intent and gross negligence. In the case of sentence 1, however, the customer's claim is limited to compensation for the typically occurring damage that was foreseeable when the contract was concluded.
Liability for data loss is limited to the typical restoration effort that would have occurred even if the risk to be secured had been made in accordance with regular backup copies.
In the event of a breach of other obligations arising from the contractual relationship (including the obligation to take into account the rights, legal interests and interests of the customer), liability on the part of CATS - in particular for consequential damage - is excluded if CATS can prove that it is not responsible for the breach of duty; However, CATS is only responsible for willful intent and gross negligence.
2. The above limitations of liability do not apply if the customer is entitled to rights from a guarantee assumed by CATS or if CATS is liable for damage caused intentionally or negligently from injury to life, limb or health.

X. Final provisions

1. German law applies exclusively to all legal relationships between CATS and the customer.
2. The place of fulfillment and jurisdiction for all disputes is Nuremberg. However, CATS is also entitled to bring claims against the customer at one of its statutory places of jurisdiction.
3. Should individual provisions of these General Service and Installation Conditions be or become ineffective, this shall not affect the validity of the remaining provisions.

GENERAL SOFTWARE DELIVERY TERMS

of CATS Crane Automation Technology Systems GmbH & Co KG
(as of December 2009)

1. General

These delivery conditions apply to user software (PLC, C ++ etc.) created by CATS in the course of an individual or project order. Conflicting general conditions of the customer only apply to the extent that CATS has expressly agreed to them in writing.

2. Usage Rights

The client obtains the rights to use the software supplied by CATS. Modifying or duplicating parts or the whole is not permitted and requires the written consent of CATS.
On the other hand, the CATS software can be used multiple times.

3. Creation of additional software functions

3.1 The software is created according to the customer's agreed written information (specification). If these have to be expanded and revised by CATS, this version must be checked for correctness and completeness and countersigned approved by the customer before the start of the program creation. Silence about this - after a reasonable processing period - also counts as consent. These additional clarifications can have a significant impact on the price and delivery time of the software. Any change requests that occur after this lead to separate date and price agreements.
3.2 CATS reserves the right to choose the programming language to be used. Any wishes or demands of the customer must be announced in the course of placing the order, but at the latest before the specification is drawn up, and can lead to separate date and price agreements.
3.3 Acceptance takes place no later than 4 weeks after delivery or commissioning, otherwise the software is deemed to have been accepted. Insignificant defects do not entitle the customer to refuse acceptance.

4. Warranty

4.1 The warranty on the software begins on the acceptance date and is 6 months.
4.2 Interventions or changes by the customer or third party to the software created by CATS that have not been agreed and agreed with CATS result in the immediate loss of warranty or guarantee as well as the liability disclaimer.

5. Defects

5.1 Any reproduced defects must be documented in writing by the customer and forwarded to CATS. These will be remedied within a reasonable period and within the business hours of CATS, whereby all measures necessary for the investigation and remedy must be taken by the customer. All travel costs, workload and overnight stays are to be paid by the customer. This applies even more if follow-up examinations reveal that there is no defect for which CATS is responsible.
5.2 The system is carefully planned and programmed. However, CATS is not liable for consequential damage and financial losses, as well as for savings not achieved, loss of interest and for damage resulting from third-party claims against the customer.

6. Scope of services

6.1 CATS delivers the final documentation to the customer on an electronic data carrier within a reasonable period of time after acceptance and includes the functional description.
6.2 Work during the software commissioning that goes beyond the scope of the order as well as waiting or downtimes that are not within the scope of CATS will be invoiced by CATS according to the applicable hourly rates. The basis for this billing are performance records created by CATS and confirmed by the customer.
6.3 In order to enable the efficient commissioning of devices provided by the customer, CATS must have a specialist from the respective delivery company available as a contact for information or support services during commissioning.

7. Additional Terms

Unless otherwise stated in the general software delivery conditions of CATS, the "General Terms and Conditions" of CATS as well as the "General Terms and Conditions of Service and Installation" also apply, see: www.CATS-craneautomation.de

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